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Investor Self-Certification Form

To access investment opportunities on our platform, you must certify that you meet the criteria to be treated as either a High Net Worth Individual or a Self-Certified Sophisticated Investor / Financial Professional.

Please read the following carefully and tick the category that applies to you.

1. High Net Worth Individual (HNWI)

I declare that I am a certified High Net Worth Individual because at least one of the following applies to me:

  • I had, during the last financial year, an annual income to the value of £100,000 or more.
  • I held, throughout the last financial year, net assets to the value of £250,000 or more (excluding my primary residence, rights under insurance contracts, or pension benefits).

2. Self-Certified Sophisticated Investor / Financial Professional

I declare that I am a Self-Certified Sophisticated Investor / Financial Professional because at least one of the following applies to me:

  • I am a member of a network or syndicate of business angels and have been so for at least the last six months.
  • I have made more than one investment in an unlisted company in the previous two years.
  • I am working, or have worked in the past two years, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises.
  • I am currently, or have been in the last two years, a director of a company with an annual turnover of at least £1 million.

Investor Acknowledgement

I understand that:

  • This self-certification means I can receive investment promotions that may not be suitable for the general public.

  • I accept that I could lose all the money I invest.

  • I am aware that I will not have access to the Financial Ombudsman Service or the Financial Services Compensation Scheme in relation to most of these investments.

  • I am responsible for ensuring that any investment I make is appropriate to my circumstances.

  • This certification remains valid for 12 months from the date of signing. I must re-certify after this period to continue receiving promotions.

  • The platform does not provide investment, legal, tax, or financial advice. Any decisions I make are solely my responsibility.

  • The statements I have made are true and accurate. I will notify the platform if my circumstances change and I no longer meet the criteria.

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